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Citigroup Global Markets Inc.

Citi's Municipal Securities Division has been a leader in municipal finance for decades and has been the top ranked Municipal Securities Firm by Securities Data Corporation for thirteen out of the last fourteen years. Citi offers a full range of public finance services including short term cash flow borrowings, general obligation bonds, certificates of participation, revenue bonds, redevelopment bonds, land-secured financing, healthcare, public power, transportation, water and wastewater utility and multi-family affordable housing. Citi reaches beyond traditional public finance in the areas of renewable energy project finance, M&A advisory work, international project finance, public and private partnerships, and asset securitizations.
Contact: Chris Mukai: christopher.mukai@citi.com or (213) 486-8992.


Fieldman Rolapp & Associates

Fieldman Rolapp & Associates acts as independent financial advisors to public agencies and non profit organizations. The firm also provides investment advisory services to state and local governments, focused on the investment of capital funds and bond proceeds.


Henderson Capital Partners,LLC

Henderson Capital Partners, LLC., (HCP), a regional investment banking firm located in Oakland, specializes in municipal finance, offering municipal bond underwriting services to local and state governments. The firm serves its clients primarily as underwriter for the negotiated sale of tax-exempt and taxable municipal bonds. HCP's expertise includes Tax and Revenue Anticipation Notes(TRANs), Certificates of Participation, General Obligation Bonds, Revenue Bonds, Assessment District Bonds and Mello Roos Bonds.


JP Morgan Public Finance Group

JP Morgan Public Finance continuously provides excellent fianncing services to state and local governments, healthcare organizations and educational institutions all over the country. The team has expertise in a wide range of areas, including tax-exempt financing for energy projects, higher education, not-for-profit healthcare, housing finance as well as large-scale infrastructure transactions.


Newman & Associates, Inc.

Founded in 1979, Newman & Associates, Inc. specializes in tax-exempt and taxable real estate finance and corporate finance.


UBS

UBS is one of the leading underwriters of Municipal Securities in California.


RBC

RBC is a full service investment banking firm serving clients in all 50 states with the strength and resources of a national securities firm coupled with the presence, commitment and community involvement of a regional firm. The firm's clients have included municipalities, local and regional authorities, state and state agencies, non-profit organizations, and corporate clients.


Stone & Youngberg LLC

Stone & Youngberg is one of California's leading underwriters and distributors of tax-exempt bonds.


Westhoff, Cone & Holmstedt

Westhoff, Cone & Holmstedt located at Walnut Creek, CA, provides capital finance services to special districts, cities, counties, other public agencies, private and public solid waste and waste related energy clients and private corporations. The firm specializes in analyzing individual client's debt financing needs, developing solutions tailored to the unique aspects of each client's situation and underwriting and distributing the bonds sold to finance capital projects. It also serves as Remarketing Agent for the variable rate financings which the firm underwrites.

Contact: wch@wcah.com


Ziegler Securities

B.C. Ziegler and Company is the nation's oldest and largest investment banking firm that specializes exclusively in healthcare financing. Ziegler's particular emphasis is in the senior living field -- repeatedly Ziegler has been the national leader in senior living bond issuance. Ziegler also has a specialized group that advises clients on the variety of financing programs offered by FHA.




Note: While the Association of Bay Area Government does work with some of these firms,
it does not necessarily endorse the use of any individual firm.



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gl 03.28.11
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